SEC

Archer-Daniels-Midland has agreed to pay about $54 million to settle civil and criminal charges in connection with an international bribery scam.

Shares of nutrition company Herbalife soared almost 10% after it said a re-audit following the KPMG scandal required no material changes. 

Shares of nutrition company Herbalife soared almost 10% after it said a re-audit following the KPMG scandal required no material changes. 

Shares of nutrition company Herbalife soared almost 10% after it said a re-audit following the KPMG scandal required no material changes. 

Bank of America’s Merrill Lynch unit has agreed to pay $132 million to settle civil charges that it misled investors while marketing CDOs in the run-up to the financial crisis.

Confidential documents show JPMorgan tracked its record for converting hires of sons and daughters of Chinese elites into business deals there.

The SEC has announced a $20,000 settlement with a municipal bond issuer in Washington state accused of deceiving investors, the first such financial penalty ever levied by the SEC.

The U.S. bank with the biggest international business, said government agencies and authorities are investigating its foreign-ex trading.

Xerox said the SEC is investigating certain accounting practices at Affiliated Computer Services, which it bought in 2010 for $5.5 billion.

The move is one of many being explored that would aim to reduce the number of glitches that have caused recent mishaps.

The SEC investigation represents the latest regulatory problem for the largest U.S. bank.

The Securities and Exchange Commission charged SAC Capital Advisors founder Steve Cohen with failing to prevent two senior employees ‘from insider trading under his watch.’

SAC Capital Advisors reportedly told investors Friday its cooperation with an insider-trading probe is “no longer unconditional.”

SAC Capital Advisors reportedly told investors Friday its cooperation with an insider-trading probe is “no longer unconditional.”

The SEC is reportedly investigating whether Goldman Sachs and other banks are skirting post-crisis rules aimed at preventing banks from giving biased investment advice to municipalities.

The SEC reportedly sought to lure high-frequency trading executive Chris Concannon to take a high-level post, but the partner at Virtu Financial told colleagues he's unlikely to rejoin the regulatory agency.

Five days after the 'Flash Freeze,' finger pointing continues as the NYSE and Nasdaq are still unable to agree on what caused the three-hour outage.

U.S. regulators are reportedly on the verge of slapping Nasdaq OMX Group with a $10 million fine over its handling of the botched Facebook IPO.

The for-profit college said it is the subject of an SEC investigation and recently received a subpoena.

The SEC is reportedly attempting to recruit a Charles Schwab exec to take a top post at the agency.