Apollo director overseeing Epstein review is not independent, says investor group
A group representing U.S. pension funds says the head of an Apollo Global Management Inc committee overseeing the investigation of CEO Leon Black’s ties to late financier and convicted sex offender Jeffrey Epstein is not independent.
Former Amazon manager and family members charged with insider trading
Former employee’s family allegedly earned $1.4 million from unlawful trades.
JPMorgan nears $1B spoofing fine
JPMorgan's $1 billion spoofing fine may be the largest on record.
Billionaire Richard Branson, hit by pandemic, aims to raise $460M
The billionaire is eyeing undervalued American and European consumer-facing businesses in sectors where Virgin has had success, including travel, leisure, entertainment and financial services.
Ex-Theranos CEO Holmes puts mental state at issue, to be examined by U.S. experts
Ex-Theranos CEO Elizabeth Holmes may claim mental illness as her defense.
Robinhood faces SEC probe related to deals with high-speed traders
Wall Street Journal: Trading app faces a civil fraud investigation
SEC approves NYSE proposal to allow IPO alternative
The NYSE submitted amended proposals in June to allow companies to raise capital through direct listings after the SEC declined similar requests by the exchange operator in December.
Epic Games competitor Unity Software files for IPO as Fortnite feud heats up
Unity claims it is "the world's leading platform for creating and operating, interactive real-time 3D content," boasting that in 2019, it made more than half of the top games on mobile, PC, and consoles— including 53 percent of the top 1,000 games in the iOS App Store and Google Play, with 3 billion dowloads per month.
Google Cloud investing $100M into telehealth platform Amwell
Google Cloud is investing $100 million into telehealth provider Amwell as part of a new partnership to equip providers, insurers, patients with technology required for high quality and more affordable virtual care.
Airbnb preps for IPO
Airbnb has confidentially filed for an IPO Wednesday with the Securities and Exchange Commission, according to a blog post by the company.
Robinhood trading app hiring ‘hundreds’ in job ramp-up
A surge in day trading has Robinhood rolling out the red carpet for job seekers.
Kodak addresses controversial halted $765M loan amid SEC probe, says 'more work is necessary'
Kodak executives face allegations of wrongdoing related to a government loan to produce pharmaceutical supplies.
Hertz sold $29 million in stock before SEC stepped in
Hertz Global Holdings Inc. raised $29 million selling its likely worthless stock before regulators dissuaded the bankrupt rental-car company from selling more.
Citron’s Andrew Left: Despite securities fraud concerns, there is great growth in China
Citron’s Andrew Left on China, investing
Under Armour says it gets Wells Notices from SEC
The Wall Street Journal reported in November 2019 that the SEC and the Justice Department were investigating the company's accounting practices to determine whether the company shifted sales from quarter to quarter to appear healthier, according to people familiar with the matter.
Why SEC proxy voting rules overhaul is the right move
The SEC's nearly finalized rule on the proxy voting process is an encouraging first step.
The Chinese are committing fraud in US capital markets’: Muddy Waters' Carson Block
Along with the coronavirus, the Chinese are facing pressure over fraudulent companies listed on US exchanges and the SEC seeks answers.
Peter Thiel's Palantir confidentially files for public listing
The public listing is expected to take place following the SEC's review process, "subject to market and other conditions."
Elon Musk mocks SEC again amid surge in Tesla stock
Tesla CEO Elon Musk mocked short sellers and the Securities and Exchange Commission in a series of tweets Thursday following a surge in the automaker's stock.
SEC sends billion-dollar message to Telegram
Telegram will return $1.2 billion to investors in its canceled crypto token offering and pay an $18.5 million fine.



















