SEC

Ex-Theranos CEO Elizabeth Holmes may claim mental illness as her defense.

Wall Street Journal: Trading app faces a civil fraud investigation

The NYSE submitted amended proposals in June to allow companies to raise capital through direct listings after the SEC declined similar requests by the exchange operator in December.

Unity claims it is "the world's leading platform for creating and operating, interactive real-time 3D content," boasting that in 2019, it made more than half of the top games on mobile, PC, and consoles— including 53 percent of the top 1,000 games in the iOS App Store and Google Play, with 3 billion dowloads per month.  

Google Cloud is investing $100 million into telehealth provider Amwell as part of a new partnership to equip providers, insurers, patients with technology required for high quality and more affordable virtual care.

Airbnb has confidentially filed for an IPO Wednesday with the Securities and Exchange Commission, according to a blog post by the company. 

A surge in day trading has Robinhood rolling out the red carpet for job seekers.

Kodak executives face allegations of wrongdoing related to a government loan to produce pharmaceutical supplies.

Hertz Global Holdings Inc. raised $29 million selling its likely worthless stock before regulators dissuaded the bankrupt rental-car company from selling more.

The Wall Street Journal reported in November 2019 that the SEC and the Justice Department were investigating the company's accounting practices to determine whether the company shifted sales from quarter to quarter to appear healthier, according to people familiar with the matter.

The SEC's nearly finalized rule on the proxy voting process is an encouraging first step.

Along with the coronavirus, the Chinese are facing pressure over fraudulent companies listed on US exchanges and the SEC seeks answers.

The public listing is expected to take place following the SEC's review process, "subject to market and other conditions." 

Tesla CEO Elon Musk mocked short sellers and the Securities and Exchange Commission in a series of tweets Thursday following a surge in the automaker's stock. 

Telegram will return $1.2 billion to investors in its canceled crypto token offering and pay an $18.5 million fine.

The scheme drew at least $5.6 million from 2,400 investors.

“This was first raised for the president and the attorney general last weekend,” Clayton said in his testimony.

President Trump nominated the Chairman of the Securities and Exchange Commission, Jay Clayton, to be the next US Attorney for the Southern District of New York.

Bankrupt Hertz backtracks on a controversial stock sale.