SEC

The Securities and Exchange Commission said it has charged Neovest Inc., a JPMorgan Chase & Co. unit that provides an electronic-trading platform, for operating as an unregistered broker-dealer.

Wall Street executives are scrambling to figure out if Securities and Exchange Commission Chair Gary Gensler is serious about imposing new “woke” disclosure mandates on companies. And the answer they’re getting is a resounding “yes.”

Job postings indicate the Federal Government is worried about the proliferation of crimes involving digital currencies such as Bitcoin and Ethereum, and plans a broad criminal crackdown on illicit activities in the crypto world. In recent weeks, crypto-related criminal activity has been making national headlines particularly with the cyberattack on the Colonial Pipeline in May that resulted in the days-long shutdown of the country’s largest fuel pipeline.

Business groups are trying to calculate just how much money public companies might have to shell out to comply with the Securities and Exchange Commission’s planned new “woke” corporate disclosure rules, and initial estimates aren’t pretty.

The Securities and Exchange Commission said it had hired Renee Jones, a Boston College law professor, as its top staff regulator of public companies.

The Securities and Exchange Commission said it had hired Renee Jones, a Boston College law professor, as its top staff regulator of public companies.

Securities and Exchange Commission Chairman Gary Gensler unveiled an ambitious list of proposed reforms Friday including guidelines for “woke” corporate disclosures and rules to curtail the “gamification” of Wall Street as he embarks on his tenure as Wall Street’s top cop.

Clover Health and Wendy's are feeling the Reddit love as a new crop of stocks joins AMC and GameStop as favorites of retail traders.

The Securities and Exchange Commission is drafting a proposal that would restrict plans that corporate insiders use to avoid insider-trading claims when buying or selling their own company’s stock.

As AMC and GameStop shares climb wildly, the SEC is looking for ways to control these 'meme' stocks using regulation.

AMC and GameStop shares are popping and the SEC is keeping tabs on the action.

As AMC's stock surges a NYSE trading halt incorrectly drags Robinhood into the fray.

Securities regulators told Tesla Inc. last year that Chief Executive Elon Musk's use of Twitter had twice violated a court-ordered policy requiring his tweets to be preapproved by company lawyers, according to records obtained by The Wall Street Journal.

Bitcoin and other cryptocurrencies, while popular among investors, don't carry the same trading protections in place for U.S. stocks.

Robinhood's IPO filing could come as soon as next week giving investors an insight into how popular the trading app really is.

A Facebook Inc. -backed digital currency project is being revamped in a bid to address concerns among U.S. officials that it could be used for money laundering and other illicit purposes.

The $2 trillion crypto market and the exchanges operating in the space have no regulation leaving investors vulnerable said SEC's Gensler.

GameStop and cryptocurrencies led SEC Chair Gary Gensler's first official appearance on Capitol Hill.