SEC

Tesla failed to oversee Elon Musk's tweets, SEC argued in letters

Securities regulators told Tesla Inc. last year that Chief Executive Elon Musk's use of Twitter had twice violated a court-ordered policy requiring his tweets to be preapproved by company lawyers, according to records obtained by The Wall Street Journal.

Robinhood IPO details on tap

Robinhood's IPO filing could come as soon as next week giving investors an insight into how popular the trading app really is.

Under Armour paying $9M for SEC probe resolution

Under Armour Inc. agreed to pay $9 million to settle regulatory claims that it failed to disclose that it was pulling forward orders from future quarters, a practice that allowed it to meet Wall Street's revenue estimates.

U.S. SEC enforcement head resigns after five days on the job

Alex Oh, who last week became the first woman of color to lead the U.S. securities watchdog's enforcement division resigned on Wednesday due to potential conflicts of interest created by her previous work as a lawyer, according to the agency and a person with direct knowledge of the matter.