SEC

A seemingly esoteric legal battle involving the Securities and Exchange Commission and fintech startup Ripple Labs could provide clarity on how much authority the SEC has over regulating the $2.2 trillion crypto market.

The agency is asking for records including minutes from Activision board meetings since 2019, personnel files of six former employees, separation agreements the company has reached this year with staffers, and CEO Bobby Kotick's communications with other senior executives regarding complaints of sexual harassment or discrimination by Activision employees or contractors.

Fidelity Investments is lobbying the U.S. Securities and Exchange Commission (SEC) to approve the financial service company's Bitcoin exchange-traded fund (ETF).

"The Antisocial Network," a book about the GameStop trading frenzy and the players pulling the strings, offers more intrigue around the phenomenon of a short squeeze.

Walmart and Litecoin were the targets of bad actors likely looking to profit from fake news.

Three media companies tied to exiled Chinese businessman Guo Wengui have agreed to pay $539 million to settle regulatory claims they violated investor-protection laws when they raised money from over 5,000 investors.

The U.S. Securities and Exchange Commission (SEC) has opened a probe into last year’s SolarWinds cyber breach, focusing on whether some companies failed to disclose that they had been affected by the unprecedented hack, two persons familiar with the investigation said on Monday.

AMC, GameStop and other meme stocks are driving ETF creation.

Robinhood revealed in early August that a group of its existing were planning to sell up to 97.9M shares and that the company would not receive any of the proceeds.

The SEC has charged five people in connection with an alleged insider trading scheme involving Netflix.

London-based Pearson PLC will pay $1 million to settle charges it misled investors about a 2018 cyber intrusion involving the theft of millions of student records, the U.S. Securities and Exchange Commission (SEC) said on Monday.

Spirit Airlines lost tens of millions of dollars in its spate of flight cancellations and delays this month, according to an SEC filing.

As many as three agencies inside the Biden administration are at odds with each other over who will take the lead in regulating cryptocurrencies.

As Wall Street gears up for Robinhood’s highly-anticipated foray onto the open market, the company has quietly been laying the groundwork to become a standalone market maker, FOX Business has learned.

The move would've boosted the total number of Class A shares outstanding to 549,173,073, according to an SEC filing Tuesday.

Robinhood's chief legal officer is a former SEC commissioner who raked in more than $30 million last year after joining the trading platform's executive team in May.

Robinhood's IPO is officially in the pipeline after it filed with the SEC.