SEC chair’s calendar raises concerns about potential crackdown on high-frequency trading
High-frequency electronic trading firms are buzzing about Gary Gensler’s October meetings with industry foes; Charlie Gasparino has the latest.
Elon Musk’s Tesla asked law firm to fire associate hired from SEC: WSJ
A partner at law firm Cooley LLP got an unexpected call late last year from a lawyer for one of the firm’s most famous clients, Elon Musk’s Tesla Inc., with an ultimatum.
Tesla will come under pressure in 2022: Ryan Payne
'Mornings with Maria' panel discusses Fed policy and the SEC's call for transparency from private companies.
GOP senators demand SEC investigate Unilever after Ben & Jerry's Israel boycott
GOP senators on the Banking, Housing, and Urban Affairs Committee have demanded answers on whether the parent company of Ben & Jerry’s has violated SEC rules in its Israel boycott.
Crypto's 2022 outlook after breakthrough 2021
Bitcoin and Ethereum hit all-time highs in 2021 before a big selloff, but experts say cryptocurrencies are poised for a banner 2022.
US SEC allows Apple shareholder's push for details on non-disclosure
The U.S. Securities and Exchange Commission has denied Apple Inc's bid to exclude a shareholder proposal that would require the company to inform investors about its use of non-disclosure agreements and other concealment clauses, according to a document viewed by Reuters.
Asian insurer FWD moves to shelve U.S. IPO
Hong Kong billionaire Richard Li’s FWD Group Holdings Ltd. has moved to withdraw its multibillion-dollar initial public offering in New York, the company said, amid rising tensions between China and the U.S.
JPMorgan fined $200M for employees' use of WhatsApp, personal devices to discuss business matters
From at least January 2018 through November 2020, JPMorgan employees, including managing directors and other senior supervisors, allegedly exchanged thousands of messages on business matters, including investment strategy, discussions of client meetings and communications about market color, analysis, activity trends or events
WisdomTree tweaks Bitcoin ETF application
The SEC has yet to approve a pure Bitcoin ETF.
JPMorgan in talks to pay $200 million fine over employee text messages
JPMorgan Chase & Co. is nearing a deal to pay a $200 million fine and admit that it failed to properly monitor employees’ messages, the first settlement to emerge from a regulatory sweep into how banks oversee traders’ chats.
Owner of private-equity firm backed by Coors and other wealthy families is accused of misusing funds
The Securities and Exchange Commission is investigating a private-equity firm backed by several ultrarich U.S. families after receiving complaints that its owner was using investor funds to cover personal expenses, documents show.
SEC’s Gary Gensler seeks to level playing field between SPACs, traditional IPOs
SPACs allows companies going public to make revenue and profit projections that aren’t allowed in traditional IPOs, often helping them to achieve a higher valuation.
SEC probes Tesla over whistleblower claims on solar panel defects
The probe raises regulatory pressure on the world's most valuable automaker, which already faces a federal safety probe into accidents involving its driver assistant systems. Concerns about fires from Tesla solar systems have been published previously, but this is the first report of investigation by the securities regulator.
US steps up disclosure pressure on Chinese companies
Chinese companies will have to disclose more information about audits and whether they are controlled by a government or else leave U.S. stock markets under a rule approved by securities regulators.
Regulatory riddle: An investigation into the SEC v. Ripple case and its consequences for crypto
FOX Business dives into the details of the SEC's lawsuit against Ripple, what circumstances led to it and the key players involved.
Sen. Warren urges SEC to investigate Trump SPAC deal
Sen. Elizabeth Warren, D-Mass., urged the SEC on Thursday to investigate a planned merger between former President Donald Trump’s media firm and the special-purpose acquisition company that planned to take it public for potential securities violations.
SEC rejects VanEck's bitcoin ETF
The SEC squashes what would have been a Bitcoin ETF for investors.
AMC CEO defends selling hefty chunk of his shares, calls out a Biden policy proposal
AMC CEO Adam Aron defended his selling of roughly $25 million shares of the company's stock after the hefty sell-off created buzz
Will SEC follow EU ban on 'payment for order flow'?
Former SEC branch chief Lisa Braganca provides insight on the longstanding investing practice on 'Making Money.'
Bitcoin's ETF opens the floodgates for more
Bitcoin ETFs, once considered a pipe dream, are now a reality giving investors more avenues to invest in cryptocurrency.


















