SEC

The Nasdaq’s incoming CEO Adena Friedman discusses with the FOX Business Network's Liz Claman the state of Dodd-Frank, and the future she envisions for one of the largest stock markets in the world.

The Securities and Exchange Commission is probing whether Wells Fargo & Co. violated rules around investor disclosures and other matters relating to its recent sales tactics scandal, people familiar with the matter said.

The Securities and Exchange Commission is probing whether Wells Fargo & Co. violated rules around investor disclosures and other matters relating to its recent sales tactics scandal, people familiar with the matter said.

U.S. Senator Elizabeth Warren says SEC Chief White has undermined the agency's investor protection mission.

U.S. Senator Elizabeth Warren says SEC Chief White has undermined the agency's investor protection mission.

Deutsche Bank will pay a $9.5 million penalty to settle civil charges that it failed to properly safeguard material non-public information generated by its research analysts and publishing an improper research report, U.S. regulators said Wednesday.

Deutsche Bank will pay a $9.5 million penalty to settle civil charges that it failed to properly safeguard material non-public information generated by its research analysts and publishing an improper research report, U.S. regulators said Wednesday.

The U.S. Supreme Court is set to consider this week a closely watched insider trading case that could limit the ability of prosecutors to pursue such charges against hedge fund managers and other traders.

The U.S. Supreme Court is set to consider this week a closely watched insider trading case that could limit the ability of prosecutors to pursue such charges against hedge fund managers and other traders.

Finally, OPEC reaches an agreement -After a six-hour gathering in Algiers, OPEC members say they have reached an agreement on the need to cut crude output in order to reduce the global supply excess.

Finally, OPEC reaches an agreement -After a six-hour gathering in Algiers, OPEC members say they have reached an agreement on the need to cut crude output in order to reduce the global supply excess.

The U.S. Securities and Exchange Commission on Wednesday charged hedge fund manager Leon Cooperman and his firm Omega Advisors with having relied on private information to make trades.

The U.S. Securities and Exchange Commission on Wednesday charged hedge fund manager Leon Cooperman and his firm Omega Advisors with having relied on private information to make trades.

The U.S. Securities and Exchange Commission is investigating Exxon Mobil Corp on climate change and accounting practices, CNBC tweeted, citing Dow Jones.

The U.S. Securities and Exchange Commission is investigating Exxon Mobil Corp on climate change and accounting practices, CNBC tweeted, citing Dow Jones.

The case for treading lightly when it comes to regulatory cures for the U.S. stock market.

The U.S. Justice Department is investigating Fiat Chrysler Automobiles NV for fraud, Bloomberg reported, citing people familiar with the matter.

The U.S. Justice Department is investigating Fiat Chrysler Automobiles NV for fraud, Bloomberg reported, citing people familiar with the matter.

Citigroup Inc. has agreed to pay $7 million and admitted to wrongdoing to settle Securities and Exchange Commission charges the financial services firm gave the agency incomplete "blue sheet" information.

Valeant Pharmaceuticals is under investigation by the SEC.