SEC

Securities and Exchange Commission Chairman Gary Gensler, sworn in last month as the top markets watchdog, will testify before the House Financial Services Committee.

Under Armour Inc. agreed to pay $9 million to settle regulatory claims that it failed to disclose that it was pulling forward orders from future quarters, a practice that allowed it to meet Wall Street's revenue estimates.

The fate of two Bitcoin ETFs lay in the hands of the SEC and new chair Gary Gensler.

Alex Oh, who last week became the first woman of color to lead the U.S. securities watchdog's enforcement division resigned on Wednesday due to potential conflicts of interest created by her previous work as a lawyer, according to the agency and a person with direct knowledge of the matter.

The U.S. is losing bitcoin ETF business to Canada but that may soon change.

Nasdaq CEO Adena Friedman says the Biden administration’s top financial watchdog is likely to make retail trading a top priority.

Coinbase’s successful debut ups the odds for bitcoin ETFs...finally

Hedge fund manager David Einhorn “half-heartedly” defended nemesis Elon Musk in his quarterly letter to investors amid accusations the Tesla CEO helped fuel the recent short-squeeze in GameStop shares.

Until Bernie Madoff’s scheme came crashing down and the biggest Ponzi scheme in Wall Street’s history came to light, he appeared as a charming wizard with a Midas touch.

Gary Gensler has become the 33rd Chairman of the Securities and Exchange Commission.

The U.S. securities regulator has opened an inquiry into Wall Street's blank check acquisition frenzy and is seeking information on how underwriters are managing the risks involved, said four people with direct knowledge of the matter.

Robinhood lays out confidential plans for an IPO.

U.S. prosecutors on Thursday charged the co-founders of uBiome Inc, a San Francisco biotechnology startup, with defrauding investors about its ability to expand clinical tests to monitor gut health and obtain reimbursements from insurers.

The U.S. Securities and Exchange Commission said on Monday it has charged a California-based trader for an alleged fraud scheme in which he spread false information about a defunct company on Twitter.

The Securities and Exchange Commission is suing AT&T and three of its investor relations executives for telling Wall Street analysts about the telecom giant's sales data before it released quarterly results.

Rocket, billionaire Dan Gilbert's company, joins GameStop as a Reddit favorite.