Steven Seagal's cryptocurrency endorsement deemed illegal
The action-movie star Steven Seagal gets slapped by the SEC.
Wells Fargo agrees to $3B settlement in fake accounts case
The DOJ slapped the bank over its fake account scandal.
Comcast shareholders seek workplace sexual harassment report
Comcast wants the SEC to block a shareholder resolution seeking an independent investigation into workplace sexual harassment.
SEC expanding NYSE IPO probe to Goldman Sachs, Morgan Stanley: Gasparino
Charlie Gasparino on SEC probe
Nike faces SEC probe over illicit payment claim - report
The investigation was disclosed at the extortion case of Michael Avenatti
Company promise of easy money was actually $75M Ponzi scheme, feds say
The Income Store relied on new investors to pay old investors, according to the SEC.
Ex-SEC Commissioner Roel Campos: We should not initiate risky experiments in the credit markets
This is not the time for an untested government-engineered credit ratings market.
SEC investigating BMW
BMW being investigated by the SEC
SEC enforcement opened inquiry into NYSE over listings done by Citadel, GTS: Gasparino
Gasparino on SEC investigation
Are some firms, funds falsely claiming ‘conscious capitalism’? The SEC is looking into it
Teresa Goody on conscious investing
Big tech faces widening antitrust scrutiny
Big tech break up
$6M Ponzi scheme ripped off seniors, lost half its money to 'calamitous trading strategy,' SEC says
The scheme duped seniors out of their retirement savings, the feds said.
Investigations into WeWork over botched IPO, possible CEO self-dealing: Sources
Charlie Gasparino on WeWork
Why going public has lost its luster
"Becoming a public company is a rigorous exercise," said SEC Chairman Jay Clayton.
Overstock shares plunge on reports of SEC probe
Overstock SEC probe
Federal investigators probe Under Armour's accounting
The company said its accounting practices and disclosures were appropriate.
Mylan to pay SEC $30 million in EpiPen scandal
Mylan and the SEC settle claims in long-running EpiPen scandal.
SEC fines Herbalife $20M for misleading investors
The agency found that Herbalife’s public statements about service provider compensation were “false and misleading."
Comscore stock plunges after SEC fraud charges
Shares are down more than 86 percent so far this year.
SEC Chair Clayton makes good on IPO promise
Clayton has said that a reduction in U.S.-listed companies hurts Main Street investors who are unable to benefit from their growth.



















