The proposal is viewed as less stringent than the Labor Department’s Fiduciary Rule.
The SEC chairman is making his mark on cryptocurrency scams.
The blood-testing firm is trying to avoid bankruptcy after a settlement with the SEC.
U.S. regulators are preparing sanctions against Wells Fargo after learning the bank received commissions on auto insurance policies that were fraudulently applied to drivers when they took out car loans.
Once one of Silicon Valley’s most promising startups, Theranos descended into chaos over 15 years. Here’s how it happened.
Investors took the news as a sign that the agency will increase oversight of the fast-growing digital currency market.
The agency has issued “dozens of subpoenas and information requests” to companies involved in the cryptocurrency market.
The Securities and Exchange Commission has issued scores of subpoenas and information requests to technology companies and advisers involved in the red-hot market for digital tokens, according to people familiar with the matter.
The bank failed to lower interest rates for those who had regained good financial standing.
The IPO market could be poised for a boom.
U.S. regulators on Thursday killed the politically sensitive sale of the Chicago Stock Exchange (CHX) to a group led by China-based investors.
If you're swindled by a bitcoin crook, you may be out of luck.
In testimony before the Senate Banking Committee on Tuesday, U.S. Securities and Exchange Commission Chair Jay Clayton indicated he would enforce the law in any potential case against Equifax, which means company executives will be held accountable whether they resign from their positions or remain with the company.
A former Amazon financial analyst has been sentenced to six months in prison and a $2,500 fine after admitting he tipped off a college friend to details about the company's upcoming first-quarter earnings report in spring 2015.
Federal regulators are poised to take on “political intelligence” as part of their broad crackdown on insider trading practices, a move some legal experts say could vastly expand the current legal definition of what constitutes an illegal trade, the FOX Business Network has learned.
Shares of nutrition company Herbalife soared almost 10% after it said a re-audit following the KPMG scandal required no material changes.
SAC Capital Advisors reportedly told investors Friday its cooperation with an insider-trading probe is “no longer unconditional.”
Former UBS chairman Joe Grano, told FOX Business Network’s Neil Cavuto that while the bank’s fine is just a drop in its bucket, the fact that it is paying and another entity is getting off the hook without much punishment of its own is telling.
Former American International Group chief executive Maurice 'Hank' Greenberg must face a fraud trial over transactions at the insurer, New York's highest court ruled on Thursday.
Oppenheimer & Co agreed to pay nearly $3 million in fines and restitution to settle U.S. regulatory charges that it improperly sold risky exchange-traded funds to risk-averse elderly customers and other retail investors.