Walgreens to pay $34.5M to settle SEC charge of misleading investors
The agency charged key executives with acting “negligently” when giving financial forecasts.
Tesla's Elon Musk hires Mark Cuban's former attorney after rejecting SEC settlement
The eccentric CEO is taking on the SEC.
NFL's Mychal Kendricks signs contract despite insider trading guilty plea
Kendricks, 27, is scheduled to be sentenced on Jan. 24, near the end of the 2018 NFL season.
Tesla ex-employees file SEC whistleblower complaints
A former employee alleges theft and drug dealing inside a Tesla factory.
Trump urges six-month earnings reports to replace quarterly reports
President Trump suggested that a six-month earnings report system would be more effective in a tweet Friday morning.
SEC ramps up Tesla investigation after Elon Musk's tweets
Tesla has reportedly been issued subpoenas by The Securities and Exchange Commission regarding its privatization plans.
Bitcoin ETF ruling delayed, cryptocurrency market plunges
The SEC said it will decide whether to allow the ETF to move forward by September 30.
Former Equifax manager charged with insider trading
The software engineer is said to have netted more than $75,000 in ill-gotten gains.
Wells Fargo Advisors to pay $5M over improper investment sales: SEC
The SEC said the firm “improperly” encouraged retail customers to trade certain securities in a way that generated large returns for the bank.
SEC probes whether companies rounded up earnings
Federal regulators are investigating the case of the missing "4," exploring the numeral's conspicuous absence in quarterly reports.
SEC busts $102M Ponzi scheme that defrauded 600 investors
The SEC filed charges against multiple companies and individuals allegedly behind an elaborate Ponzi scheme.
Theranos founder Elizabeth Holmes resigns from firm she founded
Disgraced blood-testing firm Theranos said late Friday that founder Elizabeth Holmes has resigned as CEO, but remains chair of the board.
Approval of AT&T, Time Warner deal could spur buying frenzy: Judge Nap
AT&T, Time Warner deal controversy
Bitcoin scams trigger SEC launch of phony website
Agency aims to educate investors of cryptocurrency pitfalls.
Jay-Z ordered by SEC to appear in court. Here’s why
The SEC is investigating the Iconix Brand Wear, which purchased Jay-Z's apparel brand in 2007 for $204 million.
SEC advances new broker standards: What you need to know
The proposal is viewed as less stringent than the Labor Department’s Fiduciary Rule.
SEC preparing cryptocurrency fraud crackdown, Jay Clayton’s biggest enforcement move yet
The SEC chairman is making his mark on cryptocurrency scams.
Theranos said to lay off most of remaining workforce
The blood-testing firm is trying to avoid bankruptcy after a settlement with the SEC.
Wells Fargo may have auto loan problem as CEO rakes in $17M
U.S. regulators are preparing sanctions against Wells Fargo after learning the bank received commissions on auto insurance policies that were fraudulently applied to drivers when they took out car loans.
Bitcoin drops below $10,000 as SEC says exchanges must be registered
Investors took the news as a sign that the agency will increase oversight of the fast-growing digital currency market.



















