U.S. Senator Elizabeth Warren says SEC Chief White has undermined the agency's investor protection mission.
Deutsche Bank will pay a $9.5 million penalty to settle civil charges that it failed to properly safeguard material non-public information generated by its research analysts and publishing an improper research report, U.S. regulators said Wednesday.
The U.S. Supreme Court is set to consider this week a closely watched insider trading case that could limit the ability of prosecutors to pursue such charges against hedge fund managers and other traders.
Finally, OPEC reaches an agreement -After a six-hour gathering in Algiers, OPEC members say they have reached an agreement on the need to cut crude output in order to reduce the global supply excess.
The U.S. Securities and Exchange Commission on Wednesday charged hedge fund manager Leon Cooperman and his firm Omega Advisors with having relied on private information to make trades.
The U.S. Securities and Exchange Commission is investigating Exxon Mobil Corp on climate change and accounting practices, CNBC tweeted, citing Dow Jones.
The case for treading lightly when it comes to regulatory cures for the U.S. stock market.
The U.S. Justice Department is investigating Fiat Chrysler Automobiles NV for fraud, Bloomberg reported, citing people familiar with the matter.
Citigroup Inc. has agreed to pay $7 million and admitted to wrongdoing to settle Securities and Exchange Commission charges the financial services firm gave the agency incomplete "blue sheet" information.
Lender GE Capital on Wednesday became the first firm to lose its designation as "systemically important," a label born of the financial crisis that the U.S. government gives to institutions with potential to wreck the economy in the event of distress.
The top U.S. securities regulator is keeping a close eye on the markets in light of Britain's vote to leave the European Union, its chair said in a statement on Friday.
Bank of America Corp's Merrill Lynch unit will pay $415 million and admit to wrongdoing to settle charges that it misused customer cash to generate profits and failed to safeguard their securities from creditors, the U.S. Securities and Exchange Commission said on Thursday.
An investment advisor ripped off Mark Sanchez, Jake Peavy and Roy Oswalt by secretly investing millions of dollars in a troubled online ticket seller, according to a lawsuit filed by the SEC.
Sanjay Valvani, a hedge fund manager at Visium Asset Management LP who was arrested last week on insider trading charges, has been found dead in an apparent suicide, the police said on Tuesday.
Oppenheimer & Co agreed to pay nearly $3 million in fines and restitution to settle U.S. regulatory charges that it improperly sold risky exchange-traded funds to risk-averse elderly customers and other retail investors.
Former American International Group chief executive Maurice 'Hank' Greenberg must face a fraud trial over transactions at the insurer, New York's highest court ruled on Thursday.
Nearly 7-1/2 years after Bernard Madoff's Ponzi scheme was unmasked, the court-appointed trustee recouping money for the swindler's victims on Thursday sought court approval to free up another $247 million to help cover their losses.
Citigroup and its affiliates have agreed to pay a collective $425 million to resolve civil charges the bank attempted to manipulate several key benchmarks, including the U.S. dollar ISDAFIX, the Yen Libor and the Euroyen TIBOR, the Commodity Futures Trading Commission said.
FBN's Charlie Gasparino and criminal defense attorney Doug Burns on Phil Mickelson and the SEC.
Phil Mickelson has agreed to repay nearly $1 million he made from an insider tip on Dean Foods, although the professional golfer was not criminally charged as part of the investigation.