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<title><![CDATA[RSS for Securities and Exchange Commission]]></title>
<description><![CDATA[Watch breaking news videos and read news updates about Securities and Exchange Commission on FOXBusiness.com.]]></description>
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<title><![CDATA[SAC Capital's Cohen gets subpoena to testify: NY Times]]></title>
<link><![CDATA[http://www.foxbusiness.com/news/2013/05/20/sac-capital-cohen-gets-subpoena-to-testify-ny-times/?]]></link>
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<pubDate><![CDATA[Mon, 20 May 2013 00:40:43 EDT]]></pubDate>
<description><![CDATA[Steven A.]]></description>
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<title><![CDATA[Analysis: High speed trading a stiff challenge for U.S. regulators]]></title>
<link><![CDATA[http://www.foxbusiness.com/news/2013/05/19/analysis-high-speed-trading-stiff-challenge-for-us-regulators985255/?]]></link>
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<pubDate><![CDATA[Sun, 19 May 2013 17:58:33 EDT]]></pubDate>
<description><![CDATA[Financial trading in world markets has grown so lightning-fast that effective regulation is growing tougher by the second, increasing the threat of crashes sparked by hoaxes, electronic glitches or yet-unknown causes.]]></description>
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<title><![CDATA[NYSE Busts Trades as Anadarko's Stock Falls to a Penny]]></title>
<link><![CDATA[http://www.foxbusiness.com/news/2013/05/17/nyse-busts-trades-as-anadarko-stock-falls-to-penny/?]]></link>
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<pubDate><![CDATA[Fri, 17 May 2013 18:43:03 EDT]]></pubDate>
<description><![CDATA[A sharp drop that drove Anadarko Petroleum Corp.'s (APC) to a penny in the last second of trading Friday exposes a vulnerability in trading rules adopted last month to curb sharp stock swings.]]></description>
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<title><![CDATA[Former BMO Analyst to Pay C$1.2 Million to Settle Insider-Trading Charges]]></title>
<link><![CDATA[http://www.foxbusiness.com/news/2013/05/17/former-bmo-analyst-to-pay-c12-million-to-settle-insider-trading-charges/?]]></link>
<guid>http://www.foxbusiness.com/news/2013/05/17/former-bmo-analyst-to-pay-c12-million-to-settle-insider-trading-charges/</guid>
<pubDate><![CDATA[Fri, 17 May 2013 18:00:53 EDT]]></pubDate>
<description><![CDATA[A former investment-banking analyst at a unit of Bank of Montreal (BMO) agreed to pay a total of 1.2 million Canadian dollars ($1.2 million) among other penalties to settle insider-trading charges, as Canada's biggest securities regulators continue to clamp down on inappropriate trading activity.]]></description>
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<title><![CDATA[Investor group calls on SEC to review change in JPMorgan voting]]></title>
<link><![CDATA[http://www.foxbusiness.com/news/2013/05/17/investor-group-calls-on-sec-to-review-change-in-jpmorgan-voting/?]]></link>
<guid>http://www.foxbusiness.com/news/2013/05/17/investor-group-calls-on-sec-to-review-change-in-jpmorgan-voting/</guid>
<pubDate><![CDATA[Fri, 17 May 2013 16:14:06 EDT]]></pubDate>
<description><![CDATA[Pension and endowment managers on Friday called on U.S. regulators to review the rules for shareholder voting after a firm collecting ballots for JPMorgan Chase & Co cut off polling information to the bank's opponents.]]></description>
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<title><![CDATA[SAC Insider Trading Probe Takes New Turn]]></title>
<link><![CDATA[http://www.foxbusiness.com/industries/2013/05/17/report-sac-capital-says-cooperation-in-us-probe-no-longer-unconditional/?]]></link>
<guid>http://www.foxbusiness.com/industries/2013/05/17/report-sac-capital-says-cooperation-in-us-probe-no-longer-unconditional/</guid>
<pubDate><![CDATA[Fri, 17 May 2013 16:05:21 EDT]]></pubDate>
<description><![CDATA[SAC Capital Advisors reportedly told investors Friday its cooperation with an insider-trading probe is “no longer unconditional.”]]></description>
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<title><![CDATA[House OKs Bill To Require More Study Of SEC Rules]]></title>
<link><![CDATA[http://www.foxbusiness.com/markets/2013/05/17/house-oks-bill-to-require-more-study-sec-rules/?]]></link>
<guid>http://www.foxbusiness.com/markets/2013/05/17/house-oks-bill-to-require-more-study-sec-rules/</guid>
<pubDate><![CDATA[Fri, 17 May 2013 13:32:00 EDT]]></pubDate>
<description><![CDATA[The Republican-controlled House on Friday afternoon approved legislation requiring the nation's Wall Street watchdog to conduct further economic analysis on their rules, a measure strongly opposed by the Obama administration.]]></description>
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<title><![CDATA[A Year Later, Facebook's Rock-Star 'Status' Vanishes]]></title>
<link><![CDATA[http://www.foxbusiness.com/technology/2013/05/17/year-later-facebooks-rock-star-status-vanishes/?]]></link>
<guid>http://www.foxbusiness.com/technology/2013/05/17/year-later-facebooks-rock-star-status-vanishes/</guid>
<pubDate><![CDATA[Fri, 17 May 2013 12:22:52 EDT]]></pubDate>
<description><![CDATA[Twelve months and one incredibly-rocky IPO later, it’s clear Mark Zuckerberg’s social network failed to come close to unrealistic expectations.]]></description>
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<title><![CDATA[Financial Times Suffers Cyber Attack]]></title>
<link><![CDATA[http://www.foxbusiness.com/technology/2013/05/17/financial-times-suffers-cyber-attack/?]]></link>
<guid>http://www.foxbusiness.com/technology/2013/05/17/financial-times-suffers-cyber-attack/</guid>
<pubDate><![CDATA[Fri, 17 May 2013 11:16:05 EDT]]></pubDate>
<description><![CDATA[The Financial Times reported Friday that several of its blogs and social media accounts were 'compromised by hackers.']]></description>
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<title><![CDATA[SEC Can Fund Itself; Why Doesn't It?]]></title>
<link><![CDATA[http://www.foxbusiness.com/economy/2013/05/16/sec-self-funding-vs-congressional-appropriations/?]]></link>
<guid>http://www.foxbusiness.com/economy/2013/05/16/sec-self-funding-vs-congressional-appropriations/</guid>
<pubDate><![CDATA[Fri, 17 May 2013 09:45:59 EDT]]></pubDate>
<description><![CDATA[The SEC could fund itself from the administrative and transaction fees it collects each year. Not to mention the fines. Why doesn't it? •   Report: SEC, Nasdaq Near Record $10M Settlement Over Flubbed Facebook IPO]]></description>
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<title><![CDATA[Report: SEC, Nasdaq Eye Pact Over FB]]></title>
<link><![CDATA[http://www.foxbusiness.com/investing/2013/05/17/report-sec-nasdaq-near-record-10m-settlement-over-flubbed-facebook-ipo/?]]></link>
<guid>http://www.foxbusiness.com/investing/2013/05/17/report-sec-nasdaq-near-record-10m-settlement-over-flubbed-facebook-ipo/</guid>
<pubDate><![CDATA[Fri, 17 May 2013 09:11:31 EDT]]></pubDate>
<description><![CDATA[U.S. regulators are reportedly on the verge of slapping Nasdaq OMX Group with a $10 million fine over its handling of the botched Facebook IPO.]]></description>
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<title><![CDATA[Four Things Einhorn, Soros Are Forgetting About Gold Miners ETF]]></title>
<link><![CDATA[http://www.foxbusiness.com/news/2013/05/17/four-things-einhorn-soros-are-forgetting-about-gold-miners-etf/?]]></link>
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<pubDate><![CDATA[Fri, 17 May 2013 02:53:22 EDT]]></pubDate>
<description><![CDATA[Highlighting fourth-quarter 13F filings with the Securities and Exchange Commission, it was noted hedge fund legends David Einhorn and George Soros held sizable stakes in the largest gold miners ETF, the Market Vectors Gold Miners ETF (NYSE:GDX).]]></description>
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<title><![CDATA[U.S. Regulators Target Exchanges]]></title>
<link><![CDATA[http://www.foxbusiness.com/technology/2013/05/16/us-regulators-target-exchanges/?]]></link>
<guid>http://www.foxbusiness.com/technology/2013/05/16/us-regulators-target-exchanges/</guid>
<pubDate><![CDATA[Thu, 16 May 2013 23:55:02 EDT]]></pubDate>
<description><![CDATA[Financial regulators are taking a harder line on exchanges amid concerns over their ability to police the markets they operate, as the SEC prepares to hit one with a record penalty.]]></description>
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<title><![CDATA[Schwab reverses ban on client class-action lawsuits]]></title>
<link><![CDATA[http://www.foxbusiness.com/news/2013/05/16/schwab-reverses-ban-on-client-class-action-lawsuits/?]]></link>
<guid>http://www.foxbusiness.com/news/2013/05/16/schwab-reverses-ban-on-client-class-action-lawsuits/</guid>
<pubDate><![CDATA[Thu, 16 May 2013 17:31:35 EDT]]></pubDate>
<description><![CDATA[Charles Schwab Corp has temporarily reversed its requirement that clients waive their right to bring class-action lawsuits, adding a new twist in a battle closely watched by the securities industry and plaintiffs' attorneys.]]></description>
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<title><![CDATA[White says SEC not now writing political spending rule]]></title>
<link><![CDATA[http://www.foxbusiness.com/news/2013/05/16/white-says-sec-not-now-writing-political-spending-rule/?]]></link>
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<pubDate><![CDATA[Thu, 16 May 2013 17:00:55 EDT]]></pubDate>
<description><![CDATA[The head of the Securities and Exchange Commission told lawmakers on Thursday that her agency, despite pressure from liberal groups, is not currently drafting a rule that would call for public companies to disclose their political spending.]]></description>
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<title><![CDATA[Empire State Building REIT closes in on investor approval]]></title>
<link><![CDATA[http://www.foxbusiness.com/news/2013/05/16/empire-state-building-reit-closes-in-on-investor-approval/?]]></link>
<guid>http://www.foxbusiness.com/news/2013/05/16/empire-state-building-reit-closes-in-on-investor-approval/</guid>
<pubDate><![CDATA[Thu, 16 May 2013 11:38:20 EDT]]></pubDate>
<description><![CDATA[A plan to roll the Empire State Building into a real estate investment trust is a whisker away from obtaining the necessary investor approval for a stock offering allowing the public to own a piece of the iconic skyscraper, according to a regulatory filing on Thursday.]]></description>
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<title><![CDATA[Tesla to Offer Stock, Convertible Debt]]></title>
<link><![CDATA[http://www.foxbusiness.com/news/2013/05/15/tesla-to-offer-stock-convertible-debt/?]]></link>
<guid>http://www.foxbusiness.com/news/2013/05/15/tesla-to-offer-stock-convertible-debt/</guid>
<pubDate><![CDATA[Wed, 15 May 2013 18:45:04 EDT]]></pubDate>
<description><![CDATA[Tesla Motors Inc. (TSLA) said late Wednesday it plans to sell stock and convertible notes, raising funds to prepay an Energy Department loan after a recent rally in its share price.]]></description>
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<title><![CDATA[Soros Fund Cuts Some Big Banks]]></title>
<link><![CDATA[http://www.foxbusiness.com/news/2013/05/15/soros-fund-cuts-some-big-banks/?]]></link>
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<pubDate><![CDATA[Wed, 15 May 2013 18:15:04 EDT]]></pubDate>
<description><![CDATA[Soros Fund Management LLC disposed of stakes in banking giants J.P. Morgan Chase & Co. (JPM) and Morgan Stanley (MS) in the first quarter, while lowering its position in Citigroup Inc. (C) and the SPDR Gold Trust (GLD), a gold-backed exchange-traded fund, according to a regulatory filing late Wednesday.]]></description>
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<title><![CDATA[Paulson Maintains SPDR Gold Trust Stake]]></title>
<link><![CDATA[http://www.foxbusiness.com/markets/2013/05/15/paulson-maintains-spdr-gold-trust-stake/?]]></link>
<guid>http://www.foxbusiness.com/markets/2013/05/15/paulson-maintains-spdr-gold-trust-stake/</guid>
<pubDate><![CDATA[Wed, 15 May 2013 17:32:00 EDT]]></pubDate>
<description><![CDATA[Paulson & Co. Inc., run by billionaire hedge fund manager John Paulson, maintained its holdings in the SPDR Gold Trust for the quarter ended in March, according to a Securities and Exchange Commission filing late Wednesday.]]></description>
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<title><![CDATA[TECH STOCKS: Google Jumps As I/O Kicks Off; Apple Slides]]></title>
<link><![CDATA[http://www.foxbusiness.com/news/2013/05/15/tech-stocks-google-jumps-as-io-kicks-off-apple-slides/?]]></link>
<guid>http://www.foxbusiness.com/news/2013/05/15/tech-stocks-google-jumps-as-io-kicks-off-apple-slides/</guid>
<pubDate><![CDATA[Wed, 15 May 2013 17:30:54 EDT]]></pubDate>
<description><![CDATA[Shares of Google Inc. jumped Wednesday -- passing the $900 mark for the first time -- as the company kicked off its developers conference known as Google I/O. Google led the rest of the tech sector to moderate gains.]]></description>
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