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Securities Exchange Commission

Watch breaking news videos and read news updates about Securities Exchange Commission on FOXBusiness.com.

LATEST VIDEOS

SEC Criticized Over Madoff

11/19/2009|FOX Business

SEC Criticized Over MadoffFBN's Adam Shapiro on SEC Inspector General issuing a new report on its failure to stop Bernie Madoff.

Raymond James CEO on Financial Regulation

11/19/2009|FOX Business

Raymond James CEO on Financial RegulationRaymond James CEO Tom James on what regulatory reforms are necessary to improve the financial system.

More Govt. Internet Control on Your Dime?

11/18/2009|Bulls and Bears

More Govt. Internet Control on Your Dime?TV Show Host Nancy Skinner argues the FCC should tax consumers to control the Internet more.

More Missed Stanford Clues

11/18/2009|FOX Business

More Missed Stanford CluesFBN's Adam Shapiro on Former Stanford employee Larry De Maria filing a complaint with OSHA, claiming Allen Stanford was running a Ponzi Scheme

What's Next for Madoff's IT Employees?

11/13/2009|Closing Bell

What's Next for Madoff's IT Employees?Former Federal Prosecutor Bradley Simon on the arrest of two former Madoff computer programmers.

More Madoff Conspirators Charged

11/13/2009|FOX Business

More Madoff Conspirators ChargedFormer U.S. Attorney Annemarie McAvoy breaks down the latest details surrounding the Ponzi scheme.

Madoff IT Employees Arrested

11/13/2009|FOX Business

Madoff IT Employees ArrestedFBN's Adam Shapiro with exclusive photos of the former employees charged with conspiracy to commit fraud.

TARP a Permanent Fixture?

11/12/2009|Closing Bell

TARP a Permanent Fixture?Former SEC Commissioner Paul Atkins on bailouts and regulating executive compensation.

Hank Greenberg's Bizarre World

11/10/2009|Happy Hour on FOX Business

Hank Greenberg's Bizarre WorldCody sounds off on the former AIG CEO.

Alabama Town Goes Broke

11/04/2009|Happy Hour on FOX Business

Alabama Town Goes BrokeCody sounds off on the woes of Prichard, Ala.

LATEST STORIES

Same as the Old Boss? Bove Says Lewis May Stick Around

By By Darryl R. Isherwood| FOXBusiness| Markets

The company and its embattled CEO face investigation from several attorneys general, the U.S. Securities and Exchange Commission and federal law enforcement officials who suspect the company withheld knowledge of Merrill’s mounting

Story|11/20/2009

AOL Looking to Cut One-Third of Workforce

By By MarketWatch| MarketWatch Pulse| Markets

restructuring plan that may include cutting about a third of its staff, according to a filing with the Securities and Exchange Commission . The Internet unit of Time Warner Inc. is slated to be spun off Dec. 9, and the restructuring plan

Story|11/19/2009

Conseco May Sell $230 Million Of Stock

By By Steve Goldstein| MarketWatch Pulse| Markets

By Steve Goldstein MarketWatch Pulse LONDON -- Insurer Conseco said in a filing to the Securities and Exchange Commission that it may sell up to $230 million of stock. It plans to use 50% of the net proceeds to repay indebtedness under its senior

Story|11/19/2009

Even After Madoff, Investor Scams Abound

By By Robert Powell| MarketWatch| Markets

in the most recent case of its kind, the SEC charged four individuals and two companies ..... purported "green" investment opportunities. The SEC alleged that "Wayde and Donna McKelvy ..... made from organic waste." According to the SEC , with the help of two other promoters

Story|11/19/2009

United Online Shares Down On Senate Report

By By Darryl R. Isherwood| FOXBusiness| Markets

generate revenue from marketing companies that are the focus of the senate investigation. In a U.S. Securities and Exchange Commission filing Wednesday, the company said that any changes to industry or company business practice terms

Story|11/18/2009

Singapore takes stake in China's Shanda Games

By By Sumner Lemon| IDG.net| Personal Finance

Depository Shares (ADS) in Shanda Games, according to a regulatory filing submitted to the U.S. Securities and Exchange Commission . ADS represent shares in a foreign company and are traded like stocks. In the case of Shanda Games

Story|11/18/2009

Agencies release new consumer privacy rights notice forms

By By Connie Prater| CreditCards.com| Personal Finance

of the Currency, the Office of Thift Supervision, the National Credit Union Administration, the Securities and Exchange Commission , the Commodities Futures Trading Commission and the Federal Deposit Insurance Corp. More from CreditCards

Story|11/17/2009

Two Former TVIA Officers Charged with Inflating Revenue

By By Darryl R. Isherwood| FOXBusiness| Markets

Darryl R. Isherwood FOXBusiness The U.S. Securities and Exchange Commission has charged two former executives of semiconductor ..... him $300,000. Bjorkstrom agreed to settle the SEC ’s charges against her by paying a $20

Story|11/17/2009

Citi CEO's Annual Base Pay Stays At $1: Filing

By By John Spence| MarketWatch Pulse| Markets

By John Spence MarketWatch Pulse BOSTON -- Citigroup Inc. in a Securities and Exchange Commission filing Tuesday afternoon said its personnel and compensation committee did not increase the 2009 annual base salary of Chief Executive

Story|11/17/2009

Treasury To Head New Financial Fraud Task Force

By By Greg Morcroft| MarketWatch Pulse| Other Stories

efforts to combat financial crime. The Department of Justice will head the new task force, and the Treasury Department, HUD and the SEC will serve as the steering committee, the regulators said. The group replaces the Corporate Fraud Task Force established in

Story|11/17/2009