Wednesday, April 7, 2010 as of 11:14 AM ET
The Securities Exchange Act of 1934 (also called the Exchange Act, '34 Act, or Act of '34) (, codified at et seq.) is a law governing the secondary trading of securities (stocks, bonds, and debentures) in the United States of America.
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If the goal of investing is to buy low and sell high, then getting in on an initial public offering -- more commonly called an IPO -- must be the ticket to riches.
Buy a hot new stock at a discount and then sell it for a huge profit just hours or days later, right? Seems like a sure thing.But for most individual investors, that dream of getting in on the IPO action will never be realized. And that's not necessarily a bad thing.For every fairy-tale stock that takes off like a skyrocket following an IPO, there are cautionary tales of many more IPOs that post lackluster results. Some even crash and burn.3 Reasons You Can't Join the IPO ClubFirst, understand the process: When a company goes public and issues stock, it wants to raise capital and make shares available to the public. The IPO is underwritten by an investment bank, broker dealer or a group of broker-dealers. They buy the shares from the company and then distribute the shares to investors."The brokers find a home for the largest...August 11, 2010 8:59 AM Rep. Issa Battles the SEC Over FOIAby Elizabeth MacDonaldSelect rating Poor Okay Good Great Awesome Average: 5 ( 6 votes)Comments »One of the...
Mercadien Asset Management President Ken Kamen weighs in on the unintended consequences of financial regulation overhaul.
U.S. Chamber Ctr. for Capital Markets VP Thomas Quaadman argues a provision of the financial regulatory bill will give U.S. businesses a competitive disadvantage.
Jones Day’s Bob Profusek on why he feels that latest financial-reform attempt will not impact the sector positively.
The U.S. Securities and Exchange Commission (SEC) is a federal agency that provides protection for investors and regulates the bulk of the securities industry -- inc...
TIDMIPRRNS Number : 3708BGDF Suez SA16 April 2012NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART, DIRECTLY OR INDIRECTLY, IN, INTO OR FROM ANY JURIS...
The Supreme Court on Monday cast doubt on a series of related lawsuits alleging investment banks impermissibly reaped "short-swing" insider profits on hot initial pu...
Robert S. "Steve" Miller to Join Hawker Beechcraft, Inc. as Chief Executive OfficerPR NewswireWICHITA, Kan., Feb. 7, 2012WICHITA, Kan., Feb. 7, 2012 /PRNewswire/ -- ...
Individual investors in startup companies are known in small business finance circles as “angel” investors. This term originated not in the well-known epicenters of ...
Back in 2003, Martha Stewart was indicted on multiple charges including securities fraud and obstruction of justice. These charges stemmed from an investigation into...
One of the side effects of the growing controversy over the Securities and Exchange Commission's new exemptions from Freedom of Information Act requests is that the ...
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