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LATEST VIDEOS
Did SEC Miss Chances to Nab Rajaratnam?
10/30/2009|FOX Business
FBN's Adam Shapiro on whether the Feds knew about potential fraud at Galleon as early as 2001.
Stanford Whistleblower Speaks Out
10/29/2009|America's Nightly Scoreboard
Former Stanford employee Charles Satterfield on why the SEC wouldn't listen to him.
Keeping Market Regulations on Pace With Tech
10/29/2009|FOX Business
Sen. Ted Kaufman, (D-DE), on whether market regulations are out of date with technology.
House Unveils Health-Care Plan
10/29/2009|FOX Business
FBN's Rich Edson breaks down details of the house version of health-care reform.
Housing Sector's Faltering Health
10/28/2009|Web Exclusive
We break down the latest batch of housing numbers and what they mean for the market.
FINRA CEO: Cracking Down on Insider Trading
10/28/2009|Web Exclusive
FINRA CEO Rick Ketchum weighs in on the future of financial market reform.
Inside Look Into Stanford's Offices
10/27/2009|FOX Business
Dow Jones Newswires' Al Lewis on a former Stanford employee's opening up on Stanford's downfall.
LATEST STORIES
FOXBusiness.com's Week in Review: Nov. 2-6, 2009
| FOXBusiness| Markets
… bringing in $40 million in profits to insiders. The case expanded Thursday as 14 more people were arrested in a wide probe by the SEC . Those arrested include a corporate executive, a Ropes & Gray law firm attorney, and several traders at Schottenfeld Group …
Story|11/06/2009
Pay Czar Says Jury Still Out on Reforms
Reuters| Markets
… Feinberg said his office has met regularly with Fed officials and has also met with officials from the Securities and Exchange Commission and with Sheila Bair, chairman of the Federal Deposit Insurance Corp. Feinberg was appointed as the …
Story|11/06/2009
State Street Lifts Legal Reserve By $250 Million
| MarketWatch Pulse| Markets
… believes the adjusted reserve should be sufficient for a potential resolution of proceedings by the Securities and Exchange Commission and other governmental authorities. The financial-services company also updated its third-quarter …
Story|11/06/2009
Stocks In Galleon Probe Shrug Off New Drama
| FOXBusiness| Markets
… U.S. Attorney’s office, jumped 3.5% Thursday afternoon. Earlier in the day ADS said in a Securities and Exchange Commission filing it signed a new multi-year agreement with Visa (V) to develop, host and operate the card …
Story|11/05/2009
Government Charges 14 With Insider Trading
| MarketWatch Pulse| Markets
… District of New York, said it will hold a joint press conference Thursday at noon ET with the FBI and the Securities & Exchange Commission to detail the charges and suspects. In a separate development, several news organizations reported …
Story|11/05/2009
SEC Charges Value Line In Bogus Commission Scheme
| FOXBusiness| Markets
… Isherwood FOXBusiness The Securities and Exchange Commission Wednesday charged Value ..... has agreed to settle with the SEC , consenting without admitting ..... Robert Khuzami, director of the SEC ’s division of enforcement ..... or investment company, the SEC said.
Story|11/04/2009
JPMorgan, SEC Settle On Jefferson County Derivatives
| FOXBusiness| Markets
… Chase & Co. (JPM) announced a settlement with the Securities and Exchange Commission on Wednesday regarding the bank’s sale of derivatives ..... million in interest-rate swap termination fees to settle the SEC ’s probe. The bank admitted no wrongdoing as part of …
Story|11/04/2009
J.P. Morgan Pays $700 Million To Settle With SEC
| MarketWatch Pulse| Markets
… agreed to pay more than $700 million to settle with the Securities and Exchange Commission over charges that two of the institution's former management ..... Jefferson County, Ala.. J.P. Morgan Securities settled the SEC 's charges and agreed to pay a penalty of $25 million …
Story|11/04/2009
House Panel OKs Adding $1 Billion To SEC Funding
| MarketWatch Pulse| Markets
… Services Committee approved more than $1 billion in additional funds annually over five years to the Securities and Exchange Commission together with a package of investor protection measures implemented in response to the financial crisis …
Story|11/04/2009
Panel Approves Bill Strengthening Investor Power
| MarketWatch Pulse| Markets
… was approved by a vote of 39-30. It would strengthen a proposal already being considered by the Securities and Exchange Commission . The provision was included in a broader investor protection package under consideration by the House …
Story|11/04/2009
