A business unit of Citigroup will pay $5 million to settle civil charges that one of its private trading venues violated federal law by not protecting clients' confidential trading data.
A jury found Rengan Rajaratnam not guilty of U.S. charges he was part of his older brother's insider-trading conspiracy.
The SEC will widen its focus on market reforms aimed at leveling playing fields for all participants, now targeting bond markets.
Lots of people want to know where all the money from those huge Wall Street settlements goes. The simple answer is that no one knows.
The controversial practice of high-frequency trading could face far greater scrutiny from the Securities and Exchange Commission under an array of proposals.
An appeals court has thrown out a controversial 2011 ruling by a judge who refused to approve a $285 billion fraud settlement between Citigroup and the Securities and Exchange Commission.
Exclusive: Tim Geithner’s AIG deposition provides a somewhat different take on his actions during the financial crisis than what appears in his new memoir.
Avon Products will pay the U.S. government $135 million to settle a multiyear probe into its efforts to develop new markets overseas, according to a preliminary understanding the beauty products...
The SEC charged Keith Seilhan with trading on non-public information obtained during the time he was helping BP clean up oil from the Deepwater wreck.